
Title
Library Modern Jurisprudence B16 Kinyushohin Torihiki-ho (Securities Regulation)
Size
472 pages, A5 format, hardcover
Language
Japanese
Released
April 25, 2023
ISBN
978-4-88384-359-6
Published by
SHINSEI-SHA Co.,Ltd
Book Info
See Book Availability at Library
Japanese Page
This book serves as an introductory guide to the Financial Instruments and Exchange Act (hereinafter referred to as "FIEA") for students who have completed their studies in corporate law. Designed for undergraduate and graduate law students, it bridges the concepts of corporate law and FIEA, focusing on companies listed on the Tokyo Stock Exchange. By doing so, the book provides a seamless transition from the foundational principles of corporate law to the broader regulatory framework of FIEA.
#### The Relationship Between Corporate Law and FIEA
FIEA and corporate law are closely interconnected. While corporate law provides the general framework for company governance, FIEA serves as a specialized law focusing on the capital markets. Many aspects of corporate law overlap with FIEA, such as public tender offers, insider trading, and disclosure requirements for executive compensation. For instance, Article 201(5) of the Companies Act allows companies to forgo specific corporate notifications if disclosures under FIEA are made. Similarly, the obligation to appoint outside directors under Article 327-2 applies to companies required to submit securities reports under FIEA.
These examples highlight the interplay between the two laws, emphasizing that mastering corporate law in isolation is insufficient. A comprehensive understanding of corporate law necessitates familiarity with FIEA. However, it is crucial to note that FIEA extends beyond corporate go